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Series 10 Exam

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Series 10

Series 10

 

 

Series 10 Book 

 

General Securities Sales Supervisor (General Module)

 

Kaplan Series 10 Basic Self-Study Solution - $255 (Normally $269)                    

 

The series 10 (formerly called the series 8 part 2) is required of individuals who supervise sales activities in corporate securities, municipal bonds, U.S. Government securities, options, direct participation programs, investment company products, and variable contracts.  The series 24 does not substitute for the series 10.  The series 10 does not qualify an individual to supervise other functions besides sales.

The Series 10 Basic Self-Study Solution Includes:

bullet Series 10 License Exam Manual - A comprehensive textbook covering all aspects of the Series 10 Exam.  Short, focused paragraphs with numerous graphics and exercises help students learn faster and retain critical information
bullet Securities Pro Question Bank - Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of choice, and create personal notes and bookmarks for future reference.  Available with optional download
bullet Practice Exam - Designed to closely replicate the true Series 10 Exam experience, both in terms of the degree of difficulty and topical coverage.  Validated as a test of preparedness, this exam may be taken just once and provides a score and diagnostic feedback without answer explanations.  It is a sound indicator of potential actual exam scores: the better students do on this exam, the more likely they are to pass the Series 10 test.
bullet Instructor Link - A unique combination of online instructional resources and interactive support tools designed to help students pass their Securities exam.  Consists of:

 

 

  1. Searchable FAQs - A database of past questions asked of our instructors that allows students to search by topic and keywords.
  2. Exam-tips Blog - A blog by Securities content experts featuring exam tips, strategies, and motivational help. Provides students with additional exam-prep focus. Add the blog to your list of RSS feeds for instant notification of new postings.
  3. Test Alerts - A component of the blog, Test Alerts keep students informed of regulatory updates as well as any modifications to the content of their study materials.
  4. Study Calendar - A downloadable PDF of recommended study activities and timing.

 

 

Note: Online products expire 1 year from the date of purchase

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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  About the Series 6

 

The Investment Company Products/ Variable Products Representative Examination (Series 6) was developed by the NASD (National Association of Securities Dealers) in cooperation with certain representatives of the securities industry and industry associations. This test covers the redeemable securities of registered investment companies, new issues of closed-end companies, variable contracts and insurance premium funding programs along with other insurance contracts that are not exempt from registration under the Securities Act of 1933.

 

Successful completion of the Series 6 examination allows the applicant to qualify for registration to do business in the following:

 

·         Primary issues of closed-end investment companies

·         Investment company redeemable securities

·         Variable contracts and insurance premium funding programs

·         Insurance contracts which are not exempt from registration

 

 

 

 

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