Series 63 Online

Series 63 Online

About the Series 63

Uniform Securities Act

This is the NASAA exam required by most broker-dealers for their registered representatives.

The exam covers:

	Fraudulent and other prohibited business practices
	Registration of investment advisers, investment adviser representatives, broker-dealers and agents
	Registration and notice filing procedures for securities
	General provisions

The test is made up of 65 multiple-choice questions of which 5 are experimental. Each student will be given a total of 75 minutes for the exam.

Series 63 Breakdown	# of Questions
Registration of Persons	18
Securities	15
Business Practices	21
Administrative Provisions and Other Remedies	6
Total questions	60


	Courses and Books Empire Stockbroker Training Institute


	Information Long Island Institute of Finance has combined with ESTI to provide the most exciting, complete and affordable online Series 7 and 63 testing programs available. Our unique randomization program provides virtually an unlimited number of tests. .