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Series 26

Books and Online Testing for Financial Professionals

Series 26

Series 26



Series 26 Exam Book 


Investment Company / Variable Contracts Limited Principal


Kaplan Series 26 Basic Self-Study Solution - $229 (Normally $239)                    


The Series 26 exam is for persons who have been designated principals by those FINRA member firms that specialize in the solicitation and selling of investment company products, mutual funds, variable annuity and life contracts, and retirement plans. Subjects include: regulation of investment companies, sales supervision of employees, regulatory framework of the FINRA, compliance, and record-keeping rules.

The Series 26 Basic Self-Study Solution Includes:

bullet Series 26 License Exam Manual - A comprehensive textbook covering all aspects of the Series 26 Exam.  Short, focused paragraphs with numerous graphics and exercises help students learn faster and retain critical information
bullet Securities Pro Question Bank - Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of choice, and create personal notes and bookmarks for future reference.  Available with optional download
bullet Practice Exam - Designed to closely replicate the true Series 26 Exam experience, both in terms of the degree of difficulty and topical coverage.  Validated as a test of preparedness, this exam may be taken just once and provides a score and diagnostic feedback without answer explanations.  It is a sound indicator of potential actual exam scores: the better students do on this exam, the more likely they are to pass the Series 26 test.
bullet Instructor Link - A unique combination of online instructional resources and interactive support tools designed to help students pass their Securities exam.  Consists of:



  1. Searchable FAQs - A database of past questions asked of our instructors that allows students to search by topic and keywords.
  2. Exam-tips Blog - A blog by Securities content experts featuring exam tips, strategies, and motivational help. Provides students with additional exam-prep focus. Add the blog to your list of RSS feeds for instant notification of new postings.
  3. Test Alerts - A component of the blog, Test Alerts keep students informed of regulatory updates as well as any modifications to the content of their study materials.
  4. Study Calendar - A downloadable PDF of recommended study activities and timing.


Note: Online products expire 1 year from the date of purchase



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  About the Series 26


The series 26 is required for individuals who will supervise representatives soliciting the purchase or sale of redeemable securities (mutual funds), variable contracts and insurance premium funding programs (variable life) issued by insurance companies.


Prerequisite:  Series 6 or 7

The test is made up of 100 multiple-choice questions.  Each student will be given a total of 2 hours for the exam.  




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