About the Series 7
"I had been studying for the
Series 7 for six months and had failed the exam twice before trying
your product. I was close but couldn't get over the
hump. I ordered Series 7 Online one week before my third attempt
and took three exams per day. I passed with a 78! Your
exams and easy to understand explanations made the difference.
I recommended your product to my firm. Expect to get a lot
more orders because the program is great."
About the Series
7
Registered Representative
Stockbroker
This is the
NASD/NYSE exam required by most broker-dealers for their
registered representatives.
The
exams
cover:
Stocks, Debt
Securities, Investment Banking, Securities Markets, Taxes, Securities Analysis,
Self Regulatory Organizations (SRO’s), Mutual Funds and Investment Companies,
Annuities, Margin, Options, Money Market Instruments, Direct Participation
Programs and Municipal Securities.
No Prerequisite
The test is made up of 260 multiple-choice questions of which 10 are
experimental. Each student will be
given a total of 6 hours for the exam (3 hours for each half).
| Series
7 Breakdown |
#
of Questions |
|
Seeks Business for the Broker-Dealer through Customers and Potential
Customers |
68 |
|
Evaluates Customers' other Security Holdings, Financial Situation
and Needs, Financial Status, Tax Status, and Investment Objectives |
27 |
|
Opens Accounts, Transfers Assets, and Maintains Appropriate Account
Records |
27 |
|
Provides Customers with Information on Investments and Makes
Suitable Recommendations |
70 |
|
Obtains and Verifies Customer's Purchase and Sales Instructions,
Enters Orders, and Follows Up |
58 |
| Total
questions |
250 |
Courses and
Books
