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About the Series 6  

 

About the Series 6

 

Investment Company Products / Variable Products Representative Examination

 

The Investment Company Products / Variable Products Representative examination (Series 6) was developed by the NASD (National Association of Securities Dealers) in cooperation with certain representatives of the securities industry and industry associations.  This test covers the redeemable securities of registered investment companies, variable contracts and insurance premium funding programs along with other insurance contracts that are not exempt from registration under the Securities Act of 1933. 

 

Successful Completion of the Series 6 examination allows the applicant to qualify for registration to do business in the following:

 

bulletPrimary issues of closed-end investment companies
bulletInvestment company redeemable securities
bulletVariable contracts and insurance premium funding programs
bulletInsurance contracts which are not exempt from registration

 

The test is made up of 100 multiple-choice questions.  A grade of 70% (70 correct) is considered passing.   Each student will be given a total of 2 hours and 15 minutes for the exam.  

 

Series 6 Breakdown # of Questions
Securities and Markets 23
Investment Companies, Customer Accounts and Taxes 36
Retirement Plans and Variable Contracts Exempt Transactions 16
Regulations 25
Total questions 100


 

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Long Island Institute of Finance has combined with ESTI to provide the most exciting, complete and affordable online Series 7, 6 and 63 testing programs available.  Our unique randomization program provides virtually an unlimited number of tests.

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