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Series 6

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

About the Series 6

 

Investment Company/Variable Contracts Limited Representative

 

Successful completion of the series 6 exam entitles the representative to solicit and sell mutual funds, variable annuities and variable life insurance contracts.

 

The course covers: Stocks, Debt Securities, Investment Banking, Securities Markets, Taxes, Mutual Funds, Self Regulatory Organizations (SRO’s), Securities Analysis, Retirement Plans, Variable Annuities and Variable Life Insurance.  

 

No Prerequisite

 

The test is made up of 100 multiple-choice questions.  Each student will be given a total of 2 hours and 15 minutes for the exam.  

 

Series 6 Breakdown # of Questions
Securities and Markets; Investment Risks and Policies 23
Investment Companies, Taxation, and Customer Accounts 36
Variable Contracts and Retirement Plans 16
Securities Industry Regulations 25
Total questions 100

 

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Empire Stockbroker Training Institute

 

 

 

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Series 6 Online has combined with ESTI to provide the most exciting, complete and affordable online Series 6 testing program available.  Our unique randomization program provides virtually an unlimited number of tests.

 

 

 

 

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