Financial and
Operations Principal
Introducing
Broker/Dealer Financial and Operations Principal
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Kaplan
Series 27/28 Basic Self-Study Solution
Only $309
Normally
$329
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Kaplan Series 27/28 Basic Self-Study
Solution - $309
The Series 27/28 is
required of individuals responsible for the preparation and
maintenance of books and records of a member as required under
securities industry rules and regulations. Self-clearing
members who hold customer funds and securities and market
makers require a registered FinOp.
The Series 27/28 Basic
Self-Study Solution Includes:
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Series 27/28 License Exam Manual
- A comprehensive textbook covering all aspects of the
Series 27/28 Exam. Short, focused paragraphs with
numerous graphics and exercises help students learn
faster and retain critical information |
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Securities Pro Question Bank
- Test yourself with exam-focused questions, build
personalized exams based on difficulty, length, and
topic of choice, and create personal notes and
bookmarks for future reference. Available with
optional download |
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Practice Exam -
Designed to closely replicate the true Series 27/28 Exam
experience, both in terms of the degree of difficulty
and topical coverage. Validated as a test of
preparedness, this exam may be taken just once and
provides a score and diagnostic feedback without
answer explanations. It is a sound indicator of
potential actual exam scores: the better students do
on this exam, the more likely they are to pass the
Series 27/28 test. |
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Instructor Link
- A unique combination of online instructional
resources and interactive support tools designed to
help students pass their Securities exam.
Consists of: |
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1. |
Searchable FAQs
- A database of past questions asked of our instructors
that allows students to search by topic and keywords. |
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2. |
Exam-tips Blog
- A blog by Securities content experts featuring exam
tips, strategies, and motivational help. Provides students
with additional exam-prep focus. Add the blog to your list
of RSS feeds for instant notification of new postings. |
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3. |
Test Alerts
- A component of the blog, Test Alerts keep students
informed of regulatory updates as well as any
modifications to the content of their study materials. |
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4. |
Study Calendar
- A downloadable PDF of recommended study activities and
timing. |
Note: Online products expire 1 year from
the date of purchase
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On-Demand Series 7 Exam |
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 Series 7
Online Free Trial
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To try it out, click the following link:
Free Trial
The "LogIn" name is:
Free
The "Password" is:
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About the Series 27/28
The series 27/28 is
required of individuals responsible for the preparation and
maintenance of books and records of a member as required under
securities industry rules and regulations. Self-clearing
members who hold customer funds and securities and market
makers require a registered FinOp.
No Prerequisite
The test is made up of
100 multiple-choice questions
for the series 27 and 75 questions for the series
28. Each student will be
given a total of 3 hours and 30 minutes for the series 27 exam and 3 hours for
the series 28 exam.
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